financial services

16 January, 2019

Special report: Future-proofing financial services

Financial services firms are facing an unprecedented raft of challenges. Since the financial crisis, a new regulatory environment has forced a revamp of the responsibilities of boards, pushing functio...
whistleblowing

13 August, 2018

Enforcement activity of City watchdog FCA increases

Enforcement activity at the Financial Conduct Authority has increased year-on-year to record levels. The year to March saw 508 cases opened and 510 cases resolved. That compares with 445 and 431 in...
Jes Staley, Barclays CEO

18 June, 2018

Executives warned of action using senior managers regime

The fine imposed on Barclays' chief executive Jes Staley has been signalled as a warning to executives that regulators will not hold back from acting on the rules in the

23 October, 2015

Senior managers’ regime expanded

The UK Treasury has announced that the new senior managers' regime will be extended from banks to all financial services firms by 2018. The move will include insurers, asset managers and all investmen...